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MWH Law Group Assists Major Broker-Dealer in Defeating High Stakes FINRA Action

September 29, 2016
Kerrie Murphy

MWH Helps Major Broker-Dealer Defeat High Stakes FINRA Action

MWH Law Group LLP recently successfully defended a major broker-dealer in a Financial Industry Regulatory Authority (FINRA arbitration) by a former financial advisor alleging, among other things, wrongful discharge, defamation and tortious interference with prospective relations. The financial advisor sought more than $7 million in damages and U5 expungement. The arbitration panel denied each and every claim.

“This was a tremendous win for a major client of our new law firm,” said Kerrie Murphy, Managing Partner of MWH Law Group. “We are committed to providing our clients with first-rate legal services and will work tirelessly to deliver outstanding results each time out of the gate.”


About MWH Law Group
MWH Law Group LLP (‘MWH”) is a certified minority-owned law firm delivering the highest quality legal advice and service. MWH harnesses the power of its attorneys’ diverse backgrounds to provide a broader and more complete perspective for clients. The firm’s legal expertise includes labor and employment, litigation, corporate, transactional, real estate, technology, intellectual property, and public finance. MWH provides legal services across a wide range of industries with a strategic focus on financial services, technology, retail, food and beverage, and manufacturing. For more information, visit us at